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The Alabama 369 form, officially known as the Alabama Medicaid Pharmacy Prior Authorization Request Form, is a critical document designed to facilitate the approval process for specific medications under the state's Medicaid program. This form serves as a comprehensive tool for healthcare providers to submit detailed information regarding a patient's medication needs. Key sections of the form include patient information, prescriber details, clinical information about the requested drug, and dispensing pharmacy data. Each section is meticulously structured to capture essential data, such as the patient's Medicaid number, diagnosis codes, and prior medication usage. In addition, healthcare professionals must provide medical justifications for the requested drugs, indicating whether the request is for an initial approval, renewal, or maintenance therapy. Special attention is given to certain drug categories, allowing prescribers to specify the class of medication being requested, ranging from antidepressants to antidiabetics, ensuring that both clinical need and adherence to established guidelines are explicitly stated. The form also addresses unique circumstances, such as prior authorization requirements for medications with generic equivalents or specific protocols for pediatric patients. Ultimately, the Alabama 369 form plays a vital role in managing patient care effectively while ensuring compliance with Medicaid regulations.

Alabama 369 Example

Street or PO Box /City/State/Zip

Page 1

Alabama Medicaid Pharmacy

Prior Authorization Request Form

rPage 1 of 1 r Page 1 of 2

FAX: (800) 748-0116

 

 

 

Fax or Mail to

 

 

 

 

P.O. Box 3210

 

Phone: (800) 748-0130

 

 

Health Information Designs

 

 

 

 

Auburn, AL 36823-3210

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PATIENT INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Patient name

 

 

 

 

 

 

 

 

Patient Medicaid #

 

 

Patient DOB

 

 

Patient phone # with area code

 

 

 

 

Nursing home resident r Yes

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PRESCRIBER INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Prescriber name

 

 

 

 

 

 

NPI #

 

 

 

 

License #

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Phone # with area code

 

 

 

 

 

 

Fax # with area code

 

 

 

 

 

 

 

 

Address (Optional)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

I certify that this treatment is indicated and necessary and meets the guidelines for use as outlined by the Alabama Medicaid Agency. I will be supervising the patient’s treatment. Supporting documentation is available in the patient record.

 

 

 

 

 

 

 

 

 

 

 

 

 

Prescribing Practitioner Signature

Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CLINICAL INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Drug requested*

 

 

 

 

 

 

 

 

 

 

 

Strength

 

 

 

 

 

 

 

 

J Code

Qty.

 

Days supply

 

 

 

PA Refills: 0 1

2 3 4 5 Other

 

 

 

If applicable

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Diagnosis or ICD-9/ICD-10 Code

 

 

 

Diagnosis or ICD-9/ICD-10 Code

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

r Initial Request

r Renewal

 

 

 

r

Maintenance Therapy

r Acute Therapy

 

 

Medical justification

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

r Additional medical justification attached.

Medications received through coupons and samples are not acceptable as justification.

 

*If the drug being requested is a brand name drug with an exact generic equivalent available, the FDA MedWatch Form 3500 must be submitted to HID in addition to the PA Request Form.

 

 

 

 

 

 

 

 

 

DRUG SPECIFIC INFORMATION

 

 

 

 

 

 

 

 

 

 

r ADD/ADHD Agents

r Alzheimer’s Agent

r Androgens

r Antidepressants

r Antidiabetic Agent

r Antiemetic Agents

r Antihistamine

r Antihyperlipidemics

r Antihypertensives

r Antipsychotic Agents

r Antiinfective

r Anxiolytics, Sedatives and Hypnotics

r Cardiac Agents

r EENT-Antiallergics

r EENT-Vasoconstrictors

r Estrogens

r H2 Antagonist

r Intranasal Corticosteroids

r Narcotic Analgesics

r NSAID

r Oral Anticoagulants

r Platelet Aggregation Inhibitors

r PPI

r Respiratory Agents

r Skeletal Muscle Relaxants

r Skin & Mucous Membrane Agent r Triptans

r Other

List previous drug usage and length of treatment as defined in instructions for drug class requested.

 

 

 

 

Generic/Brand/OTC

 

Reason for d/c

 

Therapy start date

 

 

Therapy end date

 

Generic/Brand/OTC

 

Reason for d/c

 

Therapy start date

 

Therapy end date

 

If no previous drug usage, additional medical justification must be provided.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DISPENSING PHARMACY INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

May Be Completed by Pharmacy

 

 

 

 

Dispensing pharmacy

 

 

 

 

 

NPI #

 

 

 

 

 

Phone # with area code

 

 

 

 

Fax # with area code

 

 

 

 

 

NDC #

 

 

 

 

 

 

 

 

 

 

 

 

 

NOTE: See Instruction sheet for specific PA requirements on the Medicaid website at www.medicaid.alabama.gov

 

Alabama Medicaid Agency

Form 369

 

 

 

 

 

 

 

 

 

Revised 7/1/15

 

 

 

 

 

 

 

 

 

www.medicaid.alabama.gov

Page 2

Patient Medicaid #

rSustained Release Oral Opioid Agonist

Proposed duration of therapy

 

 

 

 

Is medicine for PRN use?

r Yes

r No

 

Type of pain r Acute r Chronic

 

 

 

Severity of pain: r Mild

r Moderate r Severe

 

Is there a history of substance abuse or addiction? r Yes

r No

 

 

 

If yes, is treatment plan attached?

r Yes r No

 

 

 

 

 

 

 

 

Indicate prior and/or current analgesic therapy and alternative management choices

 

 

 

Drug/therapy

 

 

 

 

Reason for d/c

 

 

 

 

 

Drug/therapy

 

 

 

Reason for d/c

 

 

 

 

 

 

 

 

 

r Antipsychotic Agents

The request is for:

r Monotherapy or r Polytherapy

 

 

For children < 6 years of age, have monitoring protocols (see Attachment C on the Alabama Medicaid website) been followed? r Yes r No For polytherapy and/or off-label use, please provide medical justification to support the use of the drug being requested.

Medical justification may include peer reviewed literature, medical record documentation, chart notes with specific symptoms that the support the diagnosis, etc.

rXenicalR

r

If initial request

Weight

 

kg.

 

Height

 

inches

BMI

 

 

kg/m2

r

If renewal request

Previous weight

 

 

 

kg.

Current weight

 

 

 

kg.

 

 

Documentation MD supervised exercise/diet regimen > 6 mo.? r Yes

r No

Planned adjunctive therapy? r Yes

r No

r Phosphodiesterase Inhibitors

 

 

 

 

 

 

 

 

Failure or inadequate response to the following alternate therapies:

 

 

 

 

 

1.

 

 

 

2.

 

 

3.

 

 

 

4.

 

 

 

5.

 

 

6.

 

 

 

Contraindication of alternate therapies:

 

 

 

 

 

 

 

 

r Documentation of vasoreactivity test attached

r Consultation with specialist attached

 

 

 

 

 

 

 

 

r Specialized Nutritionals

Height

inches

Current weight

kg.

 

rIf < 21 years of age, record supports that > 50% of need is met by specialized nutrition

rIf > 21 years of age, record supports 100% of need is met by specialized nutrition

Method of administration

 

Duration

 

 

 

 

# of refills

 

 

 

 

 

 

 

 

 

 

 

r Xolair®

Current Weight:__________kg (patient’s weight must be between 30-150kg)

Is the patient 12 years or older?

 

 

 

r

Yes

r

No

Is the request for chronic idiopathic urticaria?

r

Yes

r

No

Is the request for moderate to severe asthma and is treatment recommended by a board

 

 

 

 

 

 

 

certified pulmonologist or allergist after their evaluation (if yes answers questions below)?

r

Yes

r

No

Has the patient had a positive skin or blood test reaction to a perennial aeroallergen?

r

Yes

r

No

Is the patient symptomatic despite receiving a combination of either inhaled corticosteroid

 

 

 

 

 

 

 

and a leukotriene inhibitor or an inhaled corticosteroid and long acting beta agonist or has

 

 

 

 

 

 

 

the patient required 3 or more bursts of oral steroids within the past 12 months?

r

Yes

r

No

Are the patient’s baseline IgE levels between 30 IU/mL and 700 IU/mL?

r

Yes

r

No

Level:_________________

Date:__________________

 

 

 

 

 

 

 

Form 369

Alabama Medicaid Agency

Revised 7-1-15

www.medicaid.alabama.gov

File Breakdown

Fact Name Description
Form Purpose The Alabama 369 form is used for requesting prior authorization for medications through Alabama Medicaid.
Governing Law This form operates under the Alabama Medicaid Agency guidelines.
Patient Information Required Key patient details needed include name, Medicaid number, date of birth, and phone number.
Prescriber Information Prescribers must provide their name, NPI number, and license number, among other contact details.
Drug Information Information about the requested drug includes its name, strength, and quantity needed.
Clinical Purpose The form distinguishes between initial requests, renewals, maintenance, and acute therapy.
Documentation Requirement Supporting medical justification must be attached if necessary and must comply with Medicaid regulations.
Pharmacy Information Dispensing pharmacy details, such as name, NPI, and phone number, should be included, if applicable.
Substance Abuse Question The form includes questions regarding the patient's history of substance abuse or addiction.
Revisions Date The Alabama Medicaid 369 form was last revised on July 1, 2015.

Guide to Using Alabama 369

Filling out the Alabama 369 form is a critical step in obtaining prior authorization for certain medications through the Alabama Medicaid program. This form requires detailed patient, prescriber, and drug information. Ensure all sections are completed accurately to avoid any delays in processing your request.

  1. Start by entering the patient information at the top of the form. Provide the patient's name, Medicaid number, date of birth, and phone number.
  2. If applicable, indicate whether the patient is a nursing home resident by checking the "Yes" box.
  3. Next, proceed to the prescriber information section. Fill in the prescriber's name, NPI number, license number, phone number, and fax number. Include the prescriber’s address if desired.
  4. Sign and date the certification statement acknowledging that the treatment is necessary and meets Alabama Medicaid guidelines.
  5. In the clinical information section, specify the drug requested, drug strength, J code, quantity, and days supply. Indicate the number of refills required.
  6. Provide relevant diagnosis codes, either ICD-9 or ICD-10.
  7. Select the appropriate request type: initial, renewal, maintenance therapy, or acute therapy.
  8. Offer medical justification for the request, and note if additional justification is attached. Remember, coupons and samples are not valid justification.
  9. If the drug requested has a generic equivalent, note that the FDA MedWatch Form 3500 must also be submitted.
  10. Fill in any drug-specific information that applies to the type of medication being requested.
  11. List previous drug usage details, including reasons for discontinuation and therapy start and end dates.
  12. Complete the dispensing pharmacy information section if applicable, including the pharmacy's name, NPI number, phone number, and fax number.
  13. Answer the questions related to sustained release oral opioid agonists, including therapy duration, pain type, and history of substance abuse.
  14. For specific medications like Xenical or Xolair, complete the corresponding sections including weight, height, and relevant medical history.
  15. Review the entire form for accuracy before sending it to the specified fax number or mailing address.

Get Answers on Alabama 369

What is the Alabama 369 form?

The Alabama 369 form is a Pharmacy Prior Authorization Request form used by healthcare providers to request medication coverage through Alabama Medicaid. It is essential for obtaining approval for specific medications, especially those that require prior authorization due to cost or clinical necessity.

Who should fill out the Alabama 369 form?

The form should be completed by the prescribing healthcare provider. This could be a physician, nurse practitioner, or any medical professional authorized to prescribe medication. The prescriber must ensure that all necessary details regarding the patient and the medication are accurately represented on the form.

What information is required on the form?

The Alabama 369 form requests several details:

  • Patient information (name, Medicaid number, date of birth, and contact information).
  • Prescriber information (name, NPI number, and contact details).
  • Clinical information about the medication being requested (e.g., drug name, dosage, diagnosis code).
  • Any previous drug usage and reasons for discontinuation (if applicable).

How do I submit the Alabama 369 form?

After filling out the form, you can submit it through fax or mail. The fax number is (800) 748-0116, and the mailing address is:

P.O. Box 3210, Auburn, AL 36823-3210. For questions, you can call (800) 748-0130.

What types of medications require a prior authorization request?

There are various categories of medications that may require prior authorization. These include:

  • Antipsychotic Agents
  • Narcotic Analgesics
  • Anticoagulants
  • Diabetes medications such as Antidiabetic Agents
  • Medications for chronic conditions like asthma

Before prescribing, healthcare providers should verify if the medication requires prior authorization to avoid delays in treatment.

What if the requested medication is a brand name drug with a generic equivalent?

If the requested medication has a generic equivalent available, the FDA MedWatch Form 3500 must be submitted along with the Alabama 369 form. This requirement helps ensure that patients are receiving the most cost-effective treatment options.

What supporting documentation is needed with the form?

The prescriber must include medical justification for the requested medication. This can be in the form of medical records, notes detailing specific symptoms, or any peer-reviewed literature supporting the request. If medications were previously received through coupons or samples, this will not be accepted as justification.

How long does it take to receive a response after submitting the form?

The processing time for prior authorization requests can vary. Typically, healthcare providers can expect a response within a few days after submission. However, urgent requests may be expedited, while incomplete forms could delay the process.

Common mistakes

Filling out the Alabama 369 form can be straightforward if you pay attention to details. However, many individuals make common mistakes that can hinder the approval process for medication. Here are some of the most frequent errors.

One mistake frequently made is not providing accurate patient information. This includes the patient's name, Medicaid number, and date of birth. Inaccuracies can lead to delays or outright denials. Ensure that all details are current and match what's on file with Medicaid.

An incomplete prescriber section can also create problems. Each prescriber must include their name, NPI number, and license number, among other details. Omitting this information can slow down the processing time. Fill in all required fields thoroughly to expedite the review process.

Medical justification is an essential part of the form. Some individuals underestimate its importance and fail to provide sufficient supporting documentation. If medical justification is lacking, the request may be rejected. Always attach any additional documentation that will substantiate the need for the medication.

Not checking the drug-specific information section is another common error. Each drug requested must align with specific categories, and a lack of attention here may result in confusion or rejection. Take the time to check the boxes that correctly correspond to the medication being requested.

Another area of concern involves previous medications. If patients have used alternative therapies, they need to detail their history accurately. Leaving out information about prior medications can make it seem like alternative treatments were never tried, which is often a requirement for approval.

Additionally, some users neglect to verify if previous drug usage requires additional medical justification when no prior medications have been documented. This oversight can lead to rejection because the reviewer may deem the request as unsupported.

It’s crucial to also ensure that the form is signed and dated correctly. A missing signature or date can render the entire form invalid. Always double-check this before submission.

Lastly, many individuals submit the form without properly reviewing the fax or mailing instructions. Each submission method has specific requirements. Make sure to follow the guidelines closely to avoid unnecessary delays.

By addressing these common mistakes, those filling out the Alabama 369 form can improve their chances of successful medication approval. Attention to detail can make a significant difference in the pharmacy prior authorization process.

Documents used along the form

The Alabama 369 form is an essential document used for prior authorization requests in the context of Medicaid pharmacy services. Its purpose is to gather necessary information about the patient, the prescriber, and the drug being requested. In addition to the Alabama 369 form, several other documents are frequently used in conjunction with it to ensure a comprehensive review and approval process. Below is a list of these documents, along with a brief description of each.

  • FDA MedWatch Form 3500: This form is required when requesting a brand-name drug that has an exact generic equivalent available. It reports adverse events and problems with medications to the FDA.
  • Diagnosis Codes Documentation: This document provides specific ICD-9 or ICD-10 codes that indicate the medical condition being treated. Accurate coding is necessary for proper authorization and reimbursement.
  • Medical Justification Letter: A letter supporting the necessity of the requested drug. It should include medical reasons why the prescribed treatment is essential for the patient’s health.
  • Previous Drug Therapy Records: This record outlines any previous medications that the patient has used, including reasons for discontinuation. This information is vital for establishing a patient's treatment history.
  • Consultation Notes: These notes from specialists provide insight and additional medical opinions that may support the request for more complex treatments or therapies.
  • Monitoring Protocols: Required for children under six years receiving antipsychotic agents. These guidelines help ensure that therapies are effective and safe.
  • Discharge Summaries: These documents summarize a patient’s health status upon leaving a medical facility and can include details pertinent to continuing medication therapy.
  • Patient Medication History: A comprehensive list of medications previously prescribed to the patient, along with any observed reactions or effectiveness.
  • Pharmaceutical Company Documentation: Supportive materials from the drug manufacturer may indicate additional information on the use, effectiveness, and approval for the specific medication requested.

Utilizing these forms and documents alongside the Alabama 369 form helps create a robust case for prior authorization requests. This comprehensive approach not only supports the approval process but also reinforces the commitment to ensuring that patients receive the necessary medications for their health needs. Clear and accurate documentation is vital in navigating the complexities of the healthcare system, ultimately leading to better patient outcomes.

Similar forms

  • Prior Authorization Request Form (PAR): Like the Alabama 369 form, the Prior Authorization Request Form serves to obtain permission from a healthcare insurer before specific treatments or medications are provided. This ensures the requested treatment aligns with the insurance provider's coverage policies.

  • Drug Utilization Review (DUR) Form: Similar to the Alabama 369 form, a DUR form assesses the appropriateness of prescribed medications. It reviews factors like potential drug interactions, duplications, and therapeutic duplications, aiming for optimal patient safety.

  • Medicaid Prescription Drug Request Form: This document parallels the Alabama 369 form by enabling healthcare providers to request specific drugs for their patients. It focuses on adherence to Medicaid's requirements for coverage and documentation.

  • Specialty Medication Authorization Form: Just like the Alabama 369, this form is necessary for patient access to high-cost specialty medications. It usually requests detailed clinical information to justify the need for these specialized treatments.

  • Medicare Part D Exception Request Form: Similar to the Alabama 369 form, this document enables healthcare providers to request exceptions for drugs not typically covered under Medicare Part D plans. Justification is required to demonstrate medical necessity.

  • Clinical Trial Enrollment Form: This form shares similarities with the Alabama 369 by collecting clinical details to assess eligibility for participation in a clinical trial. It gathers patient history and other relevant medical information to ensure compliance with the study criteria.

Dos and Don'ts

When filling out the Alabama 369 form, it's crucial to adhere to proper guidelines to ensure your request is processed efficiently. Below are four important do's and don'ts to keep in mind.

  • Do provide complete patient information, including the patient's name and Medicaid number.
  • Do ensure that all required physician information, such as NPI and license numbers, is accurately filled in.
  • Don't forget to include necessary medical justification for the requested treatment, especially for therapies that are not standard.
  • Don't submit medications received through coupons or samples as part of the justification documentation.

Misconceptions

  • Misconception 1: The Alabama 369 form is only for new prescriptions.
  • This form is not limited to initial requests. It can also be utilized for renewing existing medications or for maintenance therapy. Individuals and prescribers should understand that the form serves multiple purposes in the authorization process.

  • Misconception 2: Submitting the form guarantees approval for the medication.
  • Approval is not automatic upon submission. Each request undergoes a review process based on medical necessity and adherence to guidelines defined by the Alabama Medicaid Agency. It's important for prescribers to include thorough justifications to enhance the chances of approval.

  • Misconception 3: All medications require a prior authorization.
  • Not every medication falls under the need for a prior authorization. Some medications, especially generics or those deemed essential, may not require this step. It is advisable to review the guidelines or consult with a pharmacy for clarity.

  • Misconception 4: The 369 form can only be filled out by prescribers.
  • Misconception 5: The required documentation is minimal and straightforward.
  • In many cases, comprehensive documentation is essential. This may include clinical rationale, previous treatment history, and details regarding the patient’s medical condition. The completeness of documentation significantly impacts the success of the authorization request.

  • Misconception 6: Once submitted, there is no way to check the status of the request.
  • Patients and prescribers can inquire about the status of their prior authorization request after submission. Communication lines are open, allowing them to follow up and address any additional requirements that may arise during the review process.

Key takeaways

When filling out and utilizing the Alabama 369 Form for Medicaid Pharmacy Prior Authorization, it’s crucial to keep the following points in mind:

  • Complete Patient Information: Ensure that all sections regarding the patient’s details, including their name, Medicaid number, date of birth, and contact number, are accurately filled out. This information is essential for the approval process.
  • Prescriber Certification: The prescriber must certify that the requested treatment is necessary and follows the guidelines set by the Alabama Medicaid Agency. Their signature on the form indicates their commitment to supervising the patient’s treatment.
  • Provide Medical Justification: When submitting the form, be prepared to include medical justification for the requested medication. Documentation must be attached when necessary, particularly for cases with no prior drug usage or for drugs with generic equivalents.
  • Specific Drug Information: Clearly indicate the requested drug, its strength, and the quantity. Include any additional information on previous therapies and their outcomes, as this may influence the decision-making process.

Filling out the Alabama 369 Form accurately and thoroughly can streamline the approval process. Missing information can lead to delays, so be diligent and proactive when submitting this important request.