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The Csi 13 1A form serves as a critical tool in managing project specifications during the construction process, particularly after the bidding or negotiating phase has concluded. This form facilitates the substitution of materials or products that may not meet the original specifications, allowing for flexibility in a project without compromising on quality or performance. Each substitution request requires comprehensive details, including the project name, request number, and the relevant specifications, ensuring that contractors and architects are aligned on changes. In completing the form, the proposer must outline the proposed substitution, detailing the manufacturer information, trade name, and model number, as well as providing comparative data to highlight any differences between the original and proposed products. Additionally, the requester must explain why they cannot use the specified item, offering a history of the proposed substitution to validate its efficacy. Importantly, this form also addresses potential impacts on the overall contract, such as changes in project timeline and cost, making it essential for all stakeholders to carefully assess implications before acceptance. With attached supporting documentation, such as drawings and product data, the Csi 13 1A ensures a thorough review process that upholds project integrity while accommodating necessary adjustments.

Csi 13 1A Example

SUBSTITUTION

REQUEST

(After the Bidding/Negotiating Phase)

Project:

 

Substitution Request Number:

 

 

 

 

From:

 

To:

 

Date:

 

 

 

 

A/E Project Number:

 

Re:

 

Contract For:

 

 

 

 

 

 

 

 

Specification Title:

 

 

 

 

 

Description:

 

Section:

Page:

Article/Paragraph:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposed Substitution:

 

 

 

 

 

 

 

 

 

 

 

 

Manufacturer:

 

 

 

Address:

 

 

 

Phone:

 

 

Trade Name:

 

 

 

 

 

 

 

 

Model No.:

 

 

Installer:

 

 

Address:

 

 

Phone:

 

History: ☐ New product

1-4 years old ☐ 5-10 years old

☐ More than 10 years old

 

Differences between proposed substitution and specified product:

Point-by-point comparative data attached — REQUIRED BY A/E

Reason for not providing specified item:

Similar Installation:

 

 

 

 

 

Project:

 

 

 

Architect:

 

Address:

 

 

 

Owner:

 

 

 

 

 

 

Date Installed:

 

Proposed substitution affects other parts of Work:

☐ No

☐ Yes; explain

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Savings to Owner for accepting substitution:

 

 

 

 

 

($

 

).

 

 

 

 

 

 

 

 

 

 

 

 

Proposed substitution changes Contract Time:

☐ No

☐ Yes [Add]

[Deduct]

 

 

 

 

 

days.

 

 

 

 

 

 

 

 

 

 

 

 

Supporting Data Attached: ☐Drawings

☐Product Data

☐ Samples

☐ Tests

☐ Reports

 

 

 

 

 

 

 

 

 

 

 

 

© Copyright 2013, CSI,

Page ___ of ___

Form Version: September 2013

110 S. Union St., Suite 100, Alexandria, VA 22314

 

CSI Form 13.1A

File Breakdown

Fact Name Detail
Form Purpose The CSI 13 1A form is used to request substitutions after the bidding or negotiating phase of a construction project.
Governing Law The form complies with the rules set forth in the American Institute of Architects (AIA) contract documents.
Required Information Users must provide details such as project name, substitution request number, and specific descriptions of the products being substituted.
Comparison Requirement It mandates that point-by-point comparative data between the substitution and the specified product be provided, as required by the Architect/Engineer.
Age of Product The form includes a history section where users indicate the age of the proposed substitution (new or 1-10+ years old).
Financial Impact Users must specify any savings for the owner if the substitution is accepted, which is a critical factor in decision-making.
Contract Time Changes The form addresses whether the substitution impacts the contract time, requiring users to note any changes in days.
Supporting Data The form allows for the attachment of various types of supporting data, including drawings, product data, and test reports to substantiate the request.

Guide to Using Csi 13 1A

Filling out the CSi 13 1A form involves providing detailed information regarding a requested substitution after the bidding or negotiating phase. This form must be completed accurately to ensure consideration of the proposed changes to the project. Follow these steps to successfully complete the form.

  1. Begin by entering the Project name at the top of the form.
  2. Assign a Substitution Request Number for tracking purposes.
  3. In the From: field, write your name or the name of the submitting party.
  4. In the To: field, indicate the recipient's name.
  5. Enter the Date: of the submission.
  6. Add the A/E Project Number: that corresponds to your project.
  7. Specify the Contract For: in the provided space.
  8. Provide the Specification Title: that pertains to the substitution.
  9. Fill in the relevant Description: of the item.
  10. List the Section: and Page: numbers where the specified product can be found.
  11. Indicate the Article/Paragraph: number for clarity.
  12. In the Proposed Substitution: section, enter details about the product you are suggesting as a substitute.
  13. Provide the name of the Manufacturer:, including their Address and Phone number.
  14. Include the Trade Name and Model No. of the proposed substitution.
  15. List the Installer: information, including Address and Phone number.
  16. Select the age range of the product from the History: options provided.
  17. Attach a sheet with Point-by-point comparative data if applicable.
  18. Explain the Reason for not providing specified item: in the designated area.
  19. Provide details on similar installations with the Project, Architect, Address, Owner, and Date Installed.
  20. Indicate whether the proposed substitution affects other parts of the work by selecting No or Yes; if yes, explain briefly.
  21. Calculate and state the Savings to Owner for accepting substitution: in dollars.
  22. Specify whether the substitution changes Contract Time: and the number of days added or deducted.
  23. If any supporting data is attached, check all applicable boxes for Drawings, Product Data, Samples, Tests, and Reports.

Get Answers on Csi 13 1A

What is the purpose of the CSI 13 1A form?

The CSI 13 1A form primarily serves as a formal request for substitutions in a construction project after the bidding or negotiating phase has concluded. It allows contractors to propose alternative products or materials instead of those originally specified in the project documents. This form is crucial for ensuring that any changes are properly documented and approved, maintaining the project's integrity and compliance with specifications.

What information do I need to provide when filling out the form?

When completing the CSI 13 1A form, several key details must be included:

  1. Project information, including the project name and contract details.
  2. A description of the proposed substitution, including its manufacturer and any relevant specifications.
  3. A history of the product, indicating its age and whether it is new or has been in use for several years.
  4. A comparison between the proposed substitution and the originally specified product to highlight differences.
  5. Any implications the substitution might have on contract time and cost savings for the owner.

Be sure to also attach any supporting documents such as product data sheets or test reports, as these can substantiate your request.

What happens if I do not provide the required point-by-point comparative data?

Failing to include the required point-by-point comparative data when submitting the CSI 13 1A form could significantly jeopardize your substitution request. The architect or engineer needs this data to assess whether the proposed substitution meets the project's requirements. Without it, your request may be rejected, resulting in delays or a need to revert to the originally specified items. It’s best to ensure that all necessary documentation is complete before submission.

How does the substitution request affect contract time and cost?

A substitution can have implications for both the contract time and overall project cost. In the form, you can indicate whether the proposed substitution will add to or deduct from the project timeline. Additionally, if accepting the substitution leads to savings for the owner, this should be documented in the form. Be aware that changes in materials or processes can also have unforeseen impacts on project timelines, so it's essential to provide a thorough assessment.

Who needs to approve the substitution request?

The substitution request must be approved by the architect or engineer overseeing the project. They will evaluate how the proposed product aligns with the project’s standards and requirements. Once the form is submitted, it will go through a review process, and you will receive feedback or a decision. It's important to maintain open communication with the project team during this stage, as their input is critical for a smooth transition away from the originally specified products.

Common mistakes

Filling out the CSi 13 1A form correctly is crucial for a smooth substitution request process. However, many individuals make mistakes that can lead to delays or even rejection of their requests. Here are some common pitfalls observed.

One major mistake occurs with incomplete information. Many people fail to fill out all necessary fields, such as the project name or the specific substitution description. Omitting details creates confusion for the reviewer and could result in the request being set aside until the missing information is provided.

Another frequent error lies in not explaining the differences between the proposed substitution and the specified product. This section is vital for the architect or engineer to understand why a change is suggested. Providing point-by-point comparative data is essential, and many overlook this requirement, severely compromising their case.

Some individuals mistakenly reuse old forms, unaware that the version may have changed. The form version is critical. Using outdated documents can lead to a lack of compliance with current requirements, potentially causing delays or the rejection of the request.

A common blunder is failing to clarify the impact on contract time. If the proposed substitution will cause changes in the timeline, such as adding or deducting days, this must be clearly noted. Many people neglect this important detail or provide vague wording, undermining the clarity of their intentions.

Inadequate justification for not providing the specified item is another oversight. A thorough explanation helps the decision-maker understand the reason for the substitution. Skipping this step may leave individuals feeling frustrated when their requests do not advance.

Individuals sometimes forget to address whether the proposed substitution affects other parts of the work. This could create unforeseen issues down the line. Not ticking the relevant box and providing an explanation can lead to complications that could be avoided.

Finally, supporting data often comes up short. Some may forget to attach important documentation, such as product data, drawings, or tests. Including all necessary supportive evidence is essential for legitimizing claims. If this important information is lacking, the request is likely to be delayed or denied.

Being mindful of these common mistakes when completing the CSi 13 1A form can significantly enhance the efficiency of the substitution request process. Attention to detail ensures a smoother experience for all parties involved.

Documents used along the form

The CSI 13 1A form is an important document in construction projects, specifically used for submitting requests for substitutions of specified products after the bidding or negotiating phase. When creating a substitution request, several other related forms and documents often come into play. Understanding these forms and their purposes is essential for ensuring compliance and clarity throughout the process.

  • CSI 12 1A – General Request Form: This document serves as a preliminary inquiry, where contractors can request clarifications or modifications to specifications before bidding. It helps streamline communication between architects and contractors.
  • CSI 14 1A – Change Order Form: Once a project begins, changes may arise that affect the contract. This form officially documents agreed-upon changes, including modifications to materials, project timelines, or costs.
  • Product Data Sheets: These sheets provide detailed information about specific products, including technical specifications, installation instructions, and compliance with project requirements. They support substitution requests by demonstrating how alternatives meet or exceed the original specifications.
  • Installation Instructions: A separate document outlining how to properly install a product. These instructions are crucial for the success of the proposed substitution, as they detail methods that ensure the new product functions as intended.
  • Manufacturer’s Warranty: This document is critical for informing the owner about the coverage of the product’s reliability and performance. It should accompany any substitution request to assure stakeholders of the product’s quality and support.

Gathering these forms and documents not only helps in making a solid case for a substitution request but also aids in maintaining the integrity and quality of the overall project. Each document serves a unique purpose and reinforces the rationale behind the proposed substitution.

Similar forms

  • Change Order Form: Similar to the Csi 13 1A form, a Change Order form documents modifications to a contract. It specifies changes in scope, time, and cost, providing clarity and mutual agreement on adjustments made during a project.

  • Request for Information (RFI): An RFI is used to request clarification on contract documents. Like the Csi 13 1A, it seeks to confirm details that affect project execution, ensuring all parties have a common understanding of requirements.

  • Subcontractor Proposal Form: This form allows subcontractors to propose their services or materials. It parallels the Csi 13 1A in that both documents facilitate communication regarding substitutions and project changes.

  • Material Approval Request: A Material Approval Request seeks authorization for specific materials before installation. Similar to the Csi 13 1A, it highlights necessary changes and requires documentation to support proposed alternatives.

  • Product Data Submission: This document is submitted to demonstrate compliance with specifications. Like the Csi 13 1A, it supports the evaluation and approval process for new materials or products proposed for a project.

  • Field Change Order: A Field Change Order is used for on-site changes approved by the architect or owner. It serves a purpose akin to the Csi 13 1A in documenting adjustments post-bidding or negotiation, ensuring project integrity remains intact.

Dos and Don'ts

When filling out the CSI 13 1A form, it is essential to follow a clear set of guidelines to ensure your request is processed smoothly. Below are five important dos and don'ts that can enhance the quality of your submission.

  • Do provide detailed information about the proposed substitution, including all relevant manufacturer data.
  • Do attach any supporting documentation, such as drawings or product data, as required by the form.
  • Do clearly explain the reason for not providing the specified item and how the proposed substitution meets project needs.
  • Do accurately fill out all sections of the form to prevent delays in review and approval.
  • Do keep a copy of the completed form for your records after submission.
  • Don't leave any sections of the form blank; incomplete forms typically lead to rejection.
  • Don't submit the form without ensuring that all required attachments are included.
  • Don't use vague language; specificity is crucial to convey the differences between the proposed substitution and the specified product.
  • Don't forget to indicate whether the substitution will affect the contract time or savings to the owner.
  • Don't omit your contact information, as this will hinder communication regarding your request.

By adhering to these guidelines, you can improve the likelihood of a successful submission for your substitution request.

Misconceptions

Misconceptions about the Csi 13 1A form can lead to confusion when it comes to its purpose and use. Below are some common misunderstandings, along with clarifications.

  • This form is only for new products. The Csi 13 1A form can be used for both new products and those that have been in the market for years.
  • Only architects can submit the form. This form can be submitted by contractors or any project team member authorized to request substitutions.
  • A substitution request will always result in cost savings. While substitutions may reduce costs, they can also incur additional expenses. Each request must be evaluated on its own merits.
  • The form replaces the original specifications. The Csi 13 1A form is a request for a substitution and does not automatically alter the original specifications.
  • Submitting the form guarantees approval. Approval is at the discretion of the architect/engineer. Supporting documentation is required for consideration.
  • This form is only used during the bidding phase. The Csi 13 1A form is intended for use after the bidding/negotiating phase, ensuring that proper evaluations occur after initial contracts are established.
  • There is no need for supporting data. Supporting data is essential and must be attached to validate the proposed substitution.
  • Any changes to contract time are automatic. Changes to contract time must be explicitly noted in the form. Careful consideration is necessary.

Understanding these misconceptions can help streamline the process of using the Csi 13 1A form effectively. It is crucial to approach each request diligently, ensuring that all necessary information is provided and that expectations are managed.

Key takeaways

The CSI 13 1A form is a crucial document for requesting changes after the bidding phase. It allows a contractor to propose a substitution of materials or products specified in the contract.

  1. Project Details: Accurately fill in the project name and A/E Project Number to ensure clarity.
  2. Substitution Request Number: Assign a unique identification number to your request to track it easily.
  3. Manufacturer Information: Provide complete details about the proposed substitution, including the manufacturer’s name, address, and phone number.
  4. History of the Product: Indicate the age of the proposed product clearly by selecting the appropriate checkbox.
  5. Comparative Data: Attach point-by-point comparative data that outlines differences between the proposed substitution and the specified product; this is mandatory for approval.
  6. Reason for Change: Clearly explain why the specified item is not feasible and provide details of any similar installations as supporting evidence.
  7. Impact on Project: Clarify how the proposed substitution may affect other parts of the work included in the project.
  8. Savings to Owner: If applicable, quantify any potential savings for the owner if they accept the substitution.
  9. Contract Time Adjustment: Indicate whether the proposed substitution will change the contract time, specifying any additional or deducted days.

Completing the CSI 13 1A form accurately and thoroughly is essential to avoid delays in the approval process. Always double-check your entries and ensure that all required supporting data is attached before submission.