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The Kentucky UI-1 form plays a crucial role in determining an employer's liability for Unemployment Insurance within the state. This form is essential for employers, whether they are new businesses, transferring ownership, or engaging in domestic or agricultural employment. It requires the provision of detailed information about the employer's business activity, ownership structure, and the specifics of any acquired businesses. Employers are instructed to complete various sections based on their type of business, with specific instructions for those classified as governmental entities, 501(c)(3) non-profits, or those engaged in agricultural sectors. Accurate completion of this form is not only a regulatory requirement but also ensures that employers understand their obligations concerning unemployment payroll taxes and employee benefits. If the form is not properly filled out, it will be returned with no actionable steps taken, emphasizing the importance of precision in the information submitted. Ultimately, the UI-1 form is a foundational document that helps facilitate compliance with Kentucky's unemployment insurance laws, impacting both employers and employees.

Kentucky Ui 1 Example

 

 

 

 

COMMONWEALTH OF KENTUCKY

 

 

 

This form is to determine if an employer is liable for Unemployment Insurance in

 

 

 

 

Division of Unemployment Insurance

 

 

 

Kentucky.

 

 

 

 

 

 

 

 

P. O. Box 948

 

 

 

 

 

 

 

NO ACTION WILL BE TAKEN AND

 

 

 

 

Frankfort, Kentucky 40602-0948

 

 

 

 

 

 

 

THE FORM RETURNED IF NOT

 

 

 

 

(502) 564-2272 FAX (502) 564-9332

 

 

 

 

 

 

 

PROPERLY COMPLETED AND

 

 

 

 

 

 

 

 

 

 

 

APPLICATION FOR UNEMPLOYMENT INSURANCE

SIGNED.

PART I - IDENTIFICATION AND TYPE OF EMPLOYMENT

EMPLOYER RESERVE ACCOUNT

 

1. Business Name & Mailing Address:

 

 

 

UI-1 (R. 06/91) (V-3)

 

 

Legal Entity Name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Business Name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(To be completed by all employers)

Address

 

 

 

 

 

 

 

 

 

 

5.

Check type of employment and complete remainder

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Of form as indicated.

Address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Acquired all or part of an existing business - Parts II and VI

Address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

New Business Employer - Parts II and III

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Domestic Employer - Parts II and IV

City

 

 

 

 

 

 

 

 

State

 

Zip Code

 

 

 

 

Agricultural Employer – Parts II and V

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

New 501(c)(3) Non-Profit Employer – Part I Only*

2.

Telephone #

(

 

 

)

 

 

 

 

 

 

 

 

 

Governmental Entity - Part I Only*

 

Fax #

(

 

)

 

 

 

 

 

 

 

 

 

Resumed Employment - Part II

 

E-Mail

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Enter Date Employment Resumed:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3.

Federal Employer ID

 

 

 

 

 

 

 

 

 

 

 

* Form UI-1S will be sent to you upon return of this form.

4.If you have previously been assigned an Unemployment Insurance Number, enter it here:

PART II - GENERAL INFORMATION

6.Describe MAJOR Business Activity IN KENTUCKY (BE SPECIFIC)

 

 

 

 

(g)

Agricultural (Type)

(a)

Retail Trade (Product)

 

 

(h)

Wholesale Trade (Product)

(b)

Service (Type)

 

 

(i)

Manufacturing (Product)

(c)

Construction (Type)

 

 

(j)

Mining (Product)

 

Residential

Non-residential

(k)

Other (Explain)

(d) Information/Publishing/Broadcasting/Internet

(e)

Finance/Insurance/Real Estate (Product)

 

 

 

 

 

(f)

Transportation/Communication/Utilities (Type)

 

 

 

 

 

7.

Is this establishment primarily engaged in performing services for other units or locations for this company?

YES

NO

 

If, “YES”, indicate the nature of activity of this establishment:

 

 

 

 

 

(a)

Central Administrative Office

(c)

Storage (warehouse)

 

 

 

(b)

Research, development or testing

(d)

Other (specify)

 

 

8.Identification of Owner, Partners (General or Limited), Corporate Officers, Members, etc. (Attach additional sheet if necessary)

SOCIAL SECURITY NUMBER

FIRST NAME

M.I.

LAST NAME

TITLE

TELEPHONE NO.

RESIDENCE ADDRESS

9.Name, Mailing Address and Telephone Number of person with payroll records (if different from above):

10.

Type of Organization:

Sole Proprietorship

Partnership

Corporation

11.Provide the following information for each establishment or location in Kentucky: Physical Location of Business in Kentucky (Street, City, Zip Code)

(If no physical location, please provide home address of employee or work site in Kentucky.)

LLP

LLC

County

Other

No. of Workers

Check here if you wish to file a separate wage and tax report for each location.

12.Prior to beginning employment in Kentucky, were you subject in the current or preceding year under the unemployment compensation

law of any other state?

YES

NO If “YES”, what State:

PART III - NEW BUSINESS EMPLOYMENT (Do not include agricultural or domestic employment!) (INCLUDE CORPORATE OFFICERS!)

13.Date on which you first employed a worker in Kentucky (month, day, year):

14.Date you first paid wages in Kentucky (month, day, year):

15.

Have you or do you expect to have a quarterly payroll of at least $1,500.00?

YES

NO

 

 

 

 

 

 

 

If “YES” in what month and year did (or will) this first occur?

Month

 

 

 

Year

 

 

 

 

 

 

16.

Have you or do you expect to employ at least one worker in 20 different calendar weeks during a calendar year?

 

 

YES

NO

 

If “YES” in what month and year did (or will) the 20th week occur?

Month

 

 

 

 

Year

 

 

 

 

 

 

Signature:

I hereby affirm that I am authorized to sign this report on behalf of the indicated employer, and further affirm that the information provided herein is

 

 

complete and accurate to the best of my knowledge. I understand that I may be subject to the full penalty of the law for knowingly making a false

 

 

statement (KRS 341.990).

 

 

 

 

 

 

 

 

 

 

 

 

 

SIGNATURE

TITLE

DATE

UI-1, Page 2 (V-3)

PART IV - DOMESTIC (HOUSEHOLD) EMPLOYMENT

17.Date on which you first employed a worker in domestic employment in Kentucky (month, day, year):

18.Have you or do you expect to have a quarterly domestic (household) payroll of at least $1,000.00?

If yes, in what month and year did (or Will) this first occur?

Month

YES Year

NO

PART V - AGRICULTURAL EMPLOYMENT (INCLUDE CORPORATE OFFICERS!)

19.Date on which you first employed a worker in agricultural employment in Kentucky (month, day, year):

20.Have you or do you expect to have a quarterly agricultural payroll of at least $20,000.00; or, have you or do you

expect to employ at least 10 agricultural workers in 20 different weeks during a calendar year?

YES

If yes, in what month and year did (or will) this first occur?

Month

 

 

Year

NO

PART VI - ACQUISITION OF EXISTING BUSINESS - To be completed by both the transferring and acquiring parties.

21.ENTER DATE OF TRANSFER AND STATUS OF OWNERSHIP PRIOR TO TRANSFER

DATE OF TRANSFER

 

 

EMPLOYER NO.

FEDERAL NO.

 

Names of Owner/s or Officer/s Phone

(

)

 

TYPE OF OWNERSHIP

REASON FOR CHANGE

 

 

 

 

 

 

Proprietorship

Sold

Leased

 

 

 

 

 

Partnership

 

 

 

 

 

 

 

Corporation

Lease Reverted

Other (Explain)

 

 

 

 

 

Other (Explain)

 

 

 

 

 

 

 

 

TYPE OF CHANGE

 

Trade or Business Name & Address

 

 

 

 

 

 

 

 

 

 

 

 

Transferred in Entirety (ALL KY OPERATIONS)...

 

 

 

 

 

 

(Complete #22 - Both Parties Must Sign)

 

 

 

 

 

 

Transferred in Part

 

 

 

 

 

 

 

 

 

 

 

 

(Complete #22, 23, 24, 25 & 26 - Both Parties Must Sign

 

 

 

 

 

 

22.

ENTER DATA FOR NEW OWNERSHIP

 

EMPLOYER NO.

FEDERAL NO.

 

Name, Address & S.S. # of Owner/s or Officer/s

TYPE OF OWNERSHIP

Proprietorship

Partnership

Corporation

Other (Explain)

TRADE OR BUSINESS NAME, ADDRESS & ZIP CODE

Location of Business in Kentucky (Street, City, Zip Code)

Phone (

)

Principal Activity

Principal Product

 

 

 

 

 

 

 

 

 

 

 

 

23.

ENTER DATA FOR RETAINED PORTION

 

EMPLOYER NO.

FEDERAL NO.

 

Name, Address & S.S. # of Owner/s or Officer/s

TYPE OF OWNERSHIP

Proprietorship

Partnership

Corporation

Other (Explain)

TRADE OR BUSINESS NAME, ADDRESS & ZIP CODE

Location of Business in Kentucky (Street, City, Zip Code)

Phone (

)

Principal Activity

Principal Product

24.

Portion of prior owner/operator’s reserve account to be transferred:

 

%

25.Percentage of reserve transferred must be based on payroll or number of employees transferred. Please indicate which basis has been used.

26.Predecessor’s date of first employment for transferred portion.

Signature & Title of Transferor or

Signature & Title of Transferee or

Date

Disposing Employer Shown in Part 1

Acquiring Employer Shown in Part 2

 

(Owner or Officer)

(Owner or Officer)

 

File Breakdown

Fact Name Details
Form Purpose The Kentucky UI-1 form is used to determine an employer's liability for Unemployment Insurance in Kentucky.
Governing Law This form is governed by KRS 341, which outlines the unemployment compensation law for the state.
Completion Requirements The form must be properly completed and signed, or it will not be processed.
Contact Information For assistance, you can contact the Division of Unemployment Insurance at (502) 564-2272 or fax at (502) 564-9332.

Guide to Using Kentucky Ui 1

Filling out the Kentucky UI-1 form is an important step for employers looking to secure unemployment insurance coverage. Once completed, the form needs to be submitted for review. It’s essential to provide accurate and complete information to avoid any delays in processing. Following the outlined steps carefully will help ensure that the form is filled out correctly.

  1. Begin by entering the Business Name and Mailing Address. Make sure to include the legal entity name, if applicable.
  2. Provide a Telephone Number and Fax Number. You will also need to include your E-Mail Address.
  3. Enter your Federal Employer ID, and if you have previously been assigned an Unemployment Insurance Number, include it as well.
  4. Check the appropriate box for the Type of Employment and proceed with the details required for that specific type.
  5. Describe the Major Business Activity in Kentucky. Be specific in detailing your sector or industry.
  6. Indicate whether your establishment primarily engages in providing services to other units or locations for your company.
  7. List the identification details for Owners, Partners, and Corporate Officers. Make sure to include their social security numbers and contact information.
  8. Provide the Name and Contact Information of the person maintaining payroll records.
  9. Select the Type of Organization; options include Sole Proprietorship, Partnership, Corporation, etc.
  10. Fill in the Physical Location of Business in Kentucky, and check the box if you wish to file separate reports for each location.
  11. Answer questions regarding your previous unemployment compensation status in other states.
  12. In PART III, provide dates for when you first employed a worker and paid wages in Kentucky.
  13. Answer questions about quarterly payroll and employment in various weeks during the year.
  14. If necessary, complete the sections for Domestic or Agricultural Employment in the corresponding parts.
  15. In PART VI, if applicable, fill out the details regarding the acquisition of an existing business.
  16. Ensure you sign and date the form, affirming that the information is accurate and that you are authorized to submit it on behalf of the employer.

Get Answers on Kentucky Ui 1

What is the Kentucky Ui 1 form?

The Kentucky Ui 1 form is used by employers to determine their liability for Unemployment Insurance in the state. It collects essential information about the business, its ownership, and employment practices. Completing this form correctly is crucial, as improper submissions may lead to delays or rejection.

Who needs to fill out the Kentucky Ui 1 form?

Any business entity planning to operate in Kentucky and hire employees must fill out the Kentucky Ui 1 form. This includes sole proprietors, partnerships, corporations, and non-profit organizations. Additionally, domestic and agricultural employers have specific sections to complete based on their employment type.

What information do I need to provide on the form?

The form requires detailed information, including:

  1. Business name, address, and type of organization.
  2. Details about the major business activities conducted in Kentucky.
  3. Identification of owners or corporate officers along with their contact information.
  4. Employment and wage information, including start dates and projected payroll amounts.

What happens if I don’t complete the form correctly?

If the Kentucky Ui 1 form is not filled out properly, it may be returned without any action taken. This means you’ll need to start over, which can delay your ability to comply with unemployment insurance requirements. Ensuring accuracy and completeness is vital.

How can I submit the Kentucky Ui 1 form?

Once you have completed the Kentucky Ui 1 form, you can submit it by mail or fax to the Division of Unemployment Insurance. The mailing address is provided on the form itself. Make sure to keep a copy for your records before sending it off.

Is there a deadline for submitting the Kentucky Ui 1 form?

While specific deadlines can vary, it’s best to submit the Kentucky Ui 1 form as soon as you begin hiring employees. Delaying the submission could result in penalties or repercussions regarding your Unemployment Insurance obligations. Keeping on schedule ensures compliance and avoids unnecessary fines.

Common mistakes

Filling out the Kentucky UI 1 form can be straightforward, but many people make common mistakes that can complicate the process. One frequent error involves not providing adequate details in the Business Name & Mailing Address section. Employers often fail to include the complete physical address, particularly the city and zip code. This omission can delay processing and may require additional clarification from the employer.

Another mistake is neglecting to answer all relevant questions thoroughly. For example, question 7 asks if the establishment performs services for other units or locations. Employers may either skip this question or respond inaccurately, not realizing that it can affect their eligibility for unemployment insurance. It’s crucial to read each question carefully and respond completely to avoid issues.

Inconsistent information can also create problems. Employers sometimes enter different details for the same entity in various sections of the form. This inconsistency is especially common when providing the Federal Employer ID or previous Unemployment Insurance number. It is vital for employers to ensure that the information matches across all sections to maintain clarity and prevent delays.

Additionally, many applicants overlook the requirement for signatures. The form explicitly states that an authorized individual must sign it. Failure to provide a signature, or submitting a form signed by an unauthorized person, can lead to the rejection of the application. Before submission, confirm that the correct person has signed the document.

Finally, errors in the dates related to employment can lead to significant complications. Items such as the date first employed a worker in Kentucky and the date wages were first paid need to be accurate. If an incorrect month, day, or year is entered, it may result in misunderstandings about the employer’s status or obligations. Double-checking all dates is essential to ensure they reflect the accurate timeline of employment activities.

Documents used along the form

The Kentucky UI-1 form is essential for employers seeking to determine their liability for Unemployment Insurance in the state. This form is just one of several documents and forms that employers may also need to complete during the unemployment insurance process. Below is a list of common forms and documents that are frequently used alongside the Kentucky UI-1 form, providing a brief description of each. Understanding these forms can help ensure compliance with Kentucky's unemployment insurance requirements.

  • Kentucky UI-1S: This form is sent to employers upon submission of the UI-1 form. It provides an Unemployment Insurance Account Number, which is essential for managing unemployment insurance taxes and benefits.
  • Kentucky UI-3: The UI-3 form is used for reporting quarterly wages and calculating the employer's unemployment insurance tax. This is crucial for maintaining compliance with state regulations.
  • Kentucky UI-5: Employers submit the UI-5 form to report any changes or updates related to their unemployment insurance account, including changes in business structure or ownership.
  • Kentucky UI-6: This form is filed for requesting the adjustment of wages reported on previous UI-3 forms. It is used to correct any discrepancies found in past wage reports.
  • Kentucky UI-7: The UI-7 is a request for information regarding unemployment claims filed by former employees. Employers may need this form to respond accurately to claims or disputes.
  • Kentucky UI-8: This form is employed by employers to contest a determination made by the Kentucky Labor Cabinet regarding unemployment benefits or charges to their account.
  • Kentucky UI-9: The UI-9 form is for employers to report tips and other compensation paid to employees, ensuring that all wages affecting unemployment insurance are accurately accounted for.
  • Kentucky Wage Claim Form: This document is used by employees to file a claim for unpaid wages, which could lead to unemployment insurance hearing processes if disputes arise.
  • Kentucky Appeal Form: This form provides a mechanism for employers or employees to appeal decisions made regarding unemployment insurance claims or benefits, ensuring due process in disputes.
  • Kentucky Employer Handbook: This comprehensive guide provides employers with detailed information about their rights and responsibilities under the Kentucky Unemployment Insurance program.

Completing the necessary forms accurately and on time helps ensure smooth interactions with the Kentucky Division of Unemployment Insurance. Each document plays a crucial role in the overall unemployment insurance process, facilitating clear communication between employers and the state while establishing compliance with regulations. Familiarizing oneself with these forms allows for better management of an employer's unemployment insurance responsibilities.

Similar forms

  • IRS Form W-4: Similar to the UI-1 form, the W-4 is used by employers to gather information about employees, such as filing status and withholding allowances. This information is essential for correctly calculating federal income tax withholding from an employee's paycheck.

  • Form I-9: The I-9 form helps employers verify the identity and employment eligibility of their employees. Like the UI-1, it requires information about the employer and the employee, ensuring compliance with federal regulations.

  • Form 941: This is used for reporting income taxes, Social Security tax, and Medicare tax withheld from employee’s paychecks. Both forms are integral parts of tax reporting for employers.

  • State Unemployment Insurance Forms: Different states have their own forms for unemployment insurance that require similar information about the employer's establishment, employee count, and payroll. These forms also determine the employer's obligation to pay unemployment insurance taxes.

  • Payroll Tax Registration Forms: Employers must submit these forms to state or federal agencies to register for payroll tax obligations. They often ask for similar business and owner information as the UI-1.

  • Business License Applications: When starting a business, employers usually must complete license applications that require detailed identification of the business, including ownership structure and location, similar to the UI-1 form.

  • Employer Identification Number (EIN) Application (Form SS-4): This form allows the IRS to identify businesses. Like the UI-1, it seeks information about the business and its owners, which is crucial for tax purposes.

  • Workers' Compensation Insurance Forms: These forms gather information similar to the UI-1 to ensure that an employer is compliant with state workers' compensation laws and provides necessary employee information.

  • State Tax Registration Forms: These forms require similar information to determine an employer's obligations to pay state taxes, including information on business type and ownership.

  • Employment Agreements: While not strictly a reporting form, employment agreements capture crucial information about employment terms and employee details, aligning it with elements found in the UI-1.

Dos and Don'ts

When filling out the Kentucky UI-1 form, it's crucial to ensure accuracy and completeness. Below is a list of guidelines to help you navigate the process more effectively. Follow these do’s and don’ts to avoid delays or issues with your application.

  • Do: Provide a complete and accurate Business Name and Mailing Address in the identification section.
  • Do: Check the appropriate type of employment that applies to your business.
  • Do: Include contact information, such as telephone and email, for follow-up communication.
  • Do: Clearly describe your major business activity in Kentucky, being as specific as possible.
  • Do: Ensure that all required signatures are provided where indicated.
  • Don't: Leave any sections blank; incomplete forms may be returned for corrections.
  • Don't: Use incorrect or outdated information, especially regarding your Federal Employer ID Number.
  • Don't: Neglect to attach additional sheets when necessary for owners or partners.
  • Don't: Forget to indicate if you have previous unemployment insurance numbers or related history.
  • Don't: Submit your form without reviewing all information for accuracy.

By following these guidelines diligently, you will increase your chances of a smooth application process. Accurate completion of the Kentucky UI-1 form helps facilitate timely processing and ensures compliance with unemployment insurance requirements.

Misconceptions

Understanding the Kentucky UI-1 form can be challenging. Here are some common misconceptions that many people have about this important document:

  • Only large businesses need to file. Many think the Kentucky UI-1 form is only for large companies. In reality, any employer who meets specific criteria must file, regardless of size.
  • It can be submitted without complete information. Some believe they can file the form with missing details. However, incomplete submissions will be returned, delaying the process.
  • The form is not necessary for seasonal businesses. There's a misconception that seasonal businesses are exempt from filing. Even if a business operates only during certain months, it must still submit the UI-1 when applicable.
  • It is only for new businesses. Some assume that only startups need to use the UI-1. Existing businesses that have changes in ownership or structure must also file this form.
  • A specific type of employment is not required. Many think any employer can skip detailing their type of employment. However, this information is crucial for determining unemployment insurance liability.
  • The form must be filed in person. Some believe that submission must occur in person. The form can be sent via mail, making it accessible for all employers.
  • Filing delays won’t lead to penalties. Some employers underestimate the importance of adhering to deadlines. Late filings can result in penalties and affect future insurance rates.
  • Only payroll information is necessary. There’s a notion that payroll data is the only concern. However, complete business and ownership details are vital for proper processing.
  • Once submitted, there's no need to follow up. Some think they can file and forget. It’s important to check on the submission status to ensure no issues arise.

Key takeaways

When filling out the Kentucky UI-1 form, keep the following key points in mind:

  • Complete All Sections: Ensure that every part of the form is filled out accurately. Any missing information may result in delays.
  • Attach Additional Information: If necessary, provide extra sheets for details about owners, partners, or corporate officers.
  • Identify the Type of Employment: Clearly check the appropriate box indicating the type of employment—business, agricultural, domestic, etc.
  • Provide Specific Business Activities: Describe your company’s main activities in Kentucky clearly. Be as specific as possible.
  • Sign and Date the Form: The form must be signed and dated by an authorized individual. This confirms the information is accurate.
  • Follow Up on Submission: After submitting the form, check back to ensure it was received and processed correctly.
  • Understand Employer Liability: Filling out this form determines if your business is liable for Unemployment Insurance in Kentucky.
  • Provide Payroll Information: Be ready to give data on payroll expectations, including any future payroll amounts.
  • Consult for Guidance: If you have questions while completing the form, do not hesitate to reach out to the state’s unemployment office for assistance.