Homepage / Fill in a Valid Lic 610E Template
Jump Links

The Lic 610E form, created by the California Department of Social Services, serves as a critical tool for residential care facilities for the elderly, outlining the necessary components of an emergency and disaster plan. A licensee must develop this written plan in compliance with California's Health and Safety Code and various regulations. It is essential that this plan include detailed information on resident care during emergencies, the procedures for utility shut-offs, and specific evacuation protocols. The form mandates that staff receive training on their roles during emergencies and that drills occur quarterly. Documentation of these drills, which can include participation by residents, must be meticulously maintained. Moreover, the emergency plan should be reviewed annually and updated as needed, ensuring that safety measures evolve with the facility's needs. Emergency contacts and assembly points are also outlined within the form, emphasizing the importance of coordinated responses during crises. Finally, new facilities must submit this emergency plan alongside their initial license application, reinforcing its foundational role in ensuring resident safety.

Lic 610E Example

State of California ­– Health and Human Services Agency

California Department of Social Services

EMERGENCY AND DISASTER PLAN

FOR RESIDENTIAL CARE FACILITIES FOR THE ELDERLY

EXPLANATION: A licensee is required to have an emergency and disaster plan that includes all of the elements on this form pursuant to Health and Safety Code section 1569.695 and California Code of Regulations, Title 22, Section 87212, Emergency Disaster Plan. The plan must be in writing and made available upon request to residents onsite, any responsible party for a resident, local long-term care ombudsman, and local emergency responders. All resident and employee information on this form must be kept confidential.

A licensee must provide training on the plan to all staff upon hire and annually thereafter. The training must include staff responsibilities during an emergency or disaster. Drills must be conducted by a licensee at least quarterly for each shift. The type of emergency covered in the drills must vary from quarter to quarter as specified in Health and Safety Code section 1569.695(c). An actual evacuation of residents is not required during a drill. While a licensee may provide an opportunity for residents to participate in a drill, they may not require resident participation. Documentation of drills must include the date, the type of emergency covered by the drill, and the names of facility staff participating in the drill.

The plan shall be reviewed annually, updated as necessary, and maintained on file at the facility. A licensee or administrator shall sign and date the plan to show that it has been reviewed and updated as necessary. A licensee is encouraged, but not required, to have the plan reviewed by local emergency authorities.

Note: An applicant seeking a license for a new facility must submit an emergency and disaster plan with their initial license application.

This form is provided as a courtesy to applicants and licensees.

Table of Contents

Section

Assignments During an Emergency or Disaster

Resident Information

Utility Shut-Off

Facility Exit Doors

Resident Assembly Points

Temporary Shelter Locations

Sheltering in Place Procedures

Evacuation Procedures

Emergency and Disaster Procedures

Administrator Statement

Review History

Page

2

3

3

3

3

4

4

5

6

9

9

LIC 610E (3/19)

Page 1 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

Name of Facility and License Number

 

Administrator of Facility

 

 

 

 

Street Address

City

State

Zip Code

 

 

 

 

Telephone Number

Alternate Telephone Number

Cell Phone Number

 

 

 

 

EMERGENCY NAMES AND TELEPHONE NUMBERS (IN ADDITION TO 9-1-1)

Emergency Contact Name

Telephone Number

Ambulance/Paramedics

Fire Department

Poison Control

Police/Sheriff

Office of Emergency Services

Red Cross

Transportation Provider(s)

Community Care Licensing (CCL) Adult and Senior Care Regional Office

Local Long-Term Care Ombudsman

Adult Protective Services

County Mental Health

Note: Emergency numbers must be posted at the facility.

ASSIGNMENTS DURING AN EMERGENCY OR DISASTER

Assignment

Facility Staff Member(s) Responsible

Name

Title

 

Accessing emergency supplies

Utility shut-off and if applicable, operation of backup generator

Provide transportation

Direct evacuation, assembly of residents to predetermined evacuation site, and person count

Supervision of residents during evacuation and/or relocation

Contact local emergency response agencies, CCL, residents’ representatives, hospice providers, local Long-Term Care Ombudsman, transportation providers, and others as necessary

LIC 610E (3/19)

Page 2 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

RESIDENT INFORMATION

(TO BE READILY AVAILABLE TO FACILITY STAFF DURING AN EMERGENCY)

Information

Location

Roster of residents with date of birth for each resident

Appraisal of resident needs and services for each resident

Medication list for residents with centrally stored medications

Contact information for the responsible party and physician for each resident

Note: This information must be located in the facility to ensure all information and records obtained from or regarding residents is kept confidential as required by California Code of Regulations, Title 22, Section 87506, Resident Records.

UTILITY SHUT-OFF

Utility

Shut-Off Location

Instructions for Shut-Off

Electricity

Gas

Sewer

Water

Other

FACILITY EXIT DOORS

Exit Door

Location

RESIDENT ASSEMBLY POINTS

Assembly Point

Location

Note: A licensee must show the location of all resident assembly points on the facility sketch.

LIC 610E (3/19)

Page 3 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

TEMPORARY SHELTER LOCATIONS

Name

Address

Telephone Number

Note: A licensee must list at least two appropriate shelter locations that can house facility residents during an evacuation and are equipped to provide safe temporary accommodations. One of the locations must be outside the immediate area where the facility is located.

SHELTERING IN PLACE PROCEDURES

If the facility plans to shelter-in-place, indicate the planned sheltering-in-place procedures. In case one or more utilities, including water, sewer, gas, or electricity, is not available, specify the plan and supplies available to provide alternative resources during an outage.

Specify plan for the facility to be self-reliant for a period of not less than 72 hours immediately following any emergency or disaster, including, but not limited to, a short-term or long-term power failure.

LIC 610E (3/19)

Page 4 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

EVACUATION PROCEDURES

Indicate the planned evacuation procedures.

Identify transportation needs.

Note: If transportation plan includes use of vehicle owned or operated by the facility, the keys to the vehicle shall be available to staff on all shifts.

Procedures to ensure communication with emergency response personnel and access to information needed to check emergency routes to be used for evacuation and relocation during an emergency or disaster.

LIC 610E (3/19)

Page 5 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

EMERGENCY AND DISASTER PROCEDURES

List procedures that address:

A.Provisions for emergency power (could include identifying suppliers of, and obtaining, back-up generators).

B.Responding to individual residents’ needs if emergency call buttons are inoperable.

C.Operating assistive medical devices that need electric power for operation, including, but not limited to, oxygen equipment and wheelchairs.

LIC 610E (3/19)

Page 6 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

D.Communicating with residents, families, hospice providers, and others as appropriate (may include landline telephones, cellular telephones, or walkie-talkies), establish backup communication, and inform residents and their responsible parties of the process for communicating during an emergency or disaster.

E.Assisting residents with self-administration of medication, and administering medication to residents.

F.Storage and preservation of medications, including storing medications that require refrigeration.

LIC 610E (3/19)

Page 7 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

G.Identifying residents with special needs, such as hospice services, and plan for meeting those needs.

H. Confirming the location of each resident during an emergency or disaster.

LIC 610E (3/19)

Page 8 of 9

State of California ­– Health and Human Services Agency

California Department of Social Services

 

 

 

 

ADMINISTRATOR STATEMENT

As licensee or administrator of this facility, I assume responsibility for and have reviewed this plan for providing emergency services, and as necessary, have updated it to reflect any changes in the facility that affect this plan, as indicated below. I shall instruct all residents, age and abilities permitting, any staff and/or household members as needed on their duties and responsibilities under this plan.

 

Reviewed/Updated

Date

Name and Title

Signature

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

REVIEWED__ UPDATED__

 

 

 

 

 

 

 

 

 

 

 

 

 

LIC 610E (3/19)

 

 

Page 9 of 9

File Breakdown

Fact Name Details
Governing Law The form is governed by Health and Safety Code section 1569.695 and California Code of Regulations, Title 22, Section 87212.
Confidentiality All resident and employee information included in the plan must be kept confidential.
Training Requirements Licensees must train all staff on the emergency plan upon hire and annually. Training covers staff responsibilities during emergencies.
Drill Frequency Drills must be conducted at least quarterly for each shift, covering different types of emergencies as specified by law.
Documentation Documentation of drills should include the date, type of emergency, and names of participating staff.
Plan Review The emergency and disaster plan must be reviewed annually and signed by the licensee or administrator to confirm it has been updated as necessary.

Guide to Using Lic 610E

Filling out the Lic 610E form is an essential part of ensuring that your residential care facility is prepared for emergencies and disasters. This plan needs to be comprehensive, covering various aspects of safety and resident care. Once completed, the information must be made accessible to staff and be kept confidential to comply with legal requirements. Below are the steps for filling out the Lic 610E form.

  1. Provide Facility Information: Write the name of the facility, its license number, the administrator's name, and the street address, including city, state, and zip code. Also, include the facility's telephone number, alternate number, and cell phone number.
  2. List Emergency Contacts: Fill in names and telephone numbers for emergency contacts, including ambulance services, fire department, poison control, police, and other relevant agencies.
  3. Assign Responsibilities: Indicate which staff members are responsible for accessing emergency supplies, utility shut-off procedures, providing transportation, and supervising residents during an evacuation.
  4. Prepare Resident Information: Assemble a roster of residents that includes their date of birth, needs, medication lists, and contact information for responsible parties and physicians.
  5. Document Utility Shut-Off Locations: Specify locations and instructions for shutting off utilities such as electricity, gas, water, and sewer.
  6. Identify Facility Exit Doors: Clearly mark the location of all exit doors in the facility.
  7. List Assembly Points: Indicate where residents will gather during an emergency or evacuation.
  8. Determine Temporary Shelter Locations: Provide the name, address, and contact number for at least two shelter locations capable of accommodating residents during an evacuation.
  9. Outline Sheltering in Place Procedures: Describe the strategy for sheltering residents in place, including necessary supplies for maintaining self-reliance for a minimum of 72 hours during utility outages.
  10. Plan Evacuation Procedures: Detail the procedures for evacuation, including transportation needs and communication strategies with emergency personnel.
  11. Administrator Review: Ensure that the administrator signs and dates the plan to confirm that it has been reviewed and updated as necessary.

Get Answers on Lic 610E

What is the purpose of the LIC 610E form?

The LIC 610E form serves as a guideline for creating an emergency and disaster plan specifically for Residential Care Facilities for the Elderly in California. This form outlines essential elements that a facility must include in their plan according to the Health and Safety Code and specific state regulations. It ensures that facilities are prepared to respond effectively during emergencies, thereby protecting residents and staff.

Who is responsible for maintaining the emergency and disaster plan?

The licensee, or administrator of the facility, is primarily responsible for the creation, maintenance, and updates of the emergency and disaster plan. This plan must be in writing and available for review by residents, responsible parties, local ombudsmen, and emergency responders. Furthermore, the licensee must ensure that staff are trained on the plan at the onset of their employment and annually thereafter.

How often should drills be conducted?

Drills must be conducted at least quarterly for each shift. Facilities should ensure that each drill addresses different types of emergencies to comply with the requirements set forth in Health and Safety Code section 1569.695. Documentation of these drills, including the date, type of emergency, and participating staff, must be recorded for accountability and improvement.

What information must be kept confidential on the LIC 610E form?

All resident and employee information included on the LIC 610E form must be kept confidential. This includes personal data, medical information, and contact details of residents and their responsible parties. It is crucial to maintain privacy as outlined in California Code of Regulations, ensuring that sensitive information is not disclosed beyond those who need access during emergencies.

Common mistakes

Filling out the Lic 610E form is a critical responsibility for facility licensees. However, mistakes can lead to complications during an emergency. One common error is failing to include complete contact information for all emergency services. A lack of thoroughness in listing multiple emergency contacts can hinder quick assistance in critical situations. It is essential to ensure that all telephone numbers are current and accurate.

Another mistake often made involves not clearly identifying the assignments for staff during an emergency. Each staff member's role should be explicitly defined, including their responsibilities. Ambiguities in these assignments can create confusion and hinder effective responses. It’s crucial to provide detailed information so everyone knows their duties when an emergency strikes.

Failing to keep resident information readily accessible is a significant oversight as well. When an emergency occurs, timely access to information such as medication lists and resident needs is vital. Staff should have this information organized and easily retrievable. Neglecting this requirement can lead to unsafe conditions for residents who depend on timely care.

Documentation of emergency drills represents another area where errors occur. Many licensees forget to record essential details such as drill dates, types of emergencies practiced, and staff participation. Without proper documentation, it becomes challenging to demonstrate compliance with training requirements. Regular reviews and updates must be filed to maintain accountability.

Finally, overlooking the annual review and update of the emergency plan is a common pitfall. The plan should reflect any changes in staffing, resident needs, and internal procedures. Failure to keep the plan updated may result in outdated information being used during an actual emergency. It's vital that licensees consistently review and adjust the plan to maintain its relevance and effectiveness.

Documents used along the form

The Lic 610E form is a fundamental document for residential care facilities, ensuring that they are prepared for emergencies and disasters. These plans are crucial not just for the safety of the elderly residents but also for the peace of mind of their families and the staff. Along with the Lic 610E form, several other forms and documents complement this emergency and disaster plan, providing a comprehensive strategy for handling crises effectively. Here is a list of commonly used accompanying documents.

  • LIC 500 – Personnel Record: This document records detailed information about each staff member, including qualifications, training, and background checks. It helps ensure all personnel are suited for their roles in emergencies.
  • LIC 610D – Emergency Disaster Plan Training Documentation: A record of training sessions carried out for staff members on emergency and disaster procedures. This document verifies that staff is informed and prepared.
  • LIC 9110 – Resident Admission Agreement: This form is signed by residents or their representatives at admission. It outlines rights, responsibilities, and emergency procedures specific to the facility, ensuring clarity and communication.
  • Evacuation Route Map: A visual representation of the facility that outlines primary and secondary evacuation routes, significant exits, and assembly points. This map assists both staff and residents during emergencies.
  • Staff Emergency Contact List: A compiled list featuring all staff members’ emergency contact information. This resource is vital for organizing responses and ensuring communication during a crisis.
  • Facility Maintenance Logs: These records document routine checks and maintenance of safety equipment, including fire alarms and emergency lighting, ensuring everything is in optimal condition for an emergency.
  • Emergency Drill Log: A record detailing the dates and types of emergency drills conducted at the facility. This document is crucial for demonstrating compliance with state regulations regarding safety training.
  • Local Emergency Contact Information Sheet: This document lists important local contacts, including fire department, police, and emergency medical services, which ensures quick access to aid when needed.
  • Health and Safety Policy Manual: A comprehensive guide that outlines safety policies, emergency procedures, and health protocols. This manual serves as a reference for training and daily operations.

These documents work together to form a robust emergency preparedness framework for residential care facilities. They not only satisfy legal requirements but also foster a culture of safety and readiness. By having these forms readily available and updated, facilities can better protect their residents and staff during emergencies.

Similar forms

The Lic 610E form is essential for emergency preparedness in residential care facilities. It shares similarities with various other important documents. Here are seven documents that align closely with the Lic 610E form:

  • Emergency Action Plan (EAP) - Like the Lic 610E, this plan outlines procedures to follow during emergencies. Both documents must address roles, responsibilities, and evacuation routes.
  • Business Continuity Plan (BCP) - This document ensures operations continue during and after a disaster. It complements the Lic 610E by detailing strategies for maintaining essential functions.
  • Disaster Recovery Plan (DRP) - Similar to the Lic 610E, a DRP specifically focuses on restoring critical systems following a disaster. Both documents ensure safety and quick recovery.
  • Fire Safety Plan - This plan outlines fire prevention and response strategies. It parallels the Lic 610E in that it prioritizes resident safety and staff training during emergencies.
  • Health and Safety Policy - This policy, like the Lic 610E, emphasizes regulatory compliance and resident welfare amid emergencies or disasters.
  • Incident Report Form - Both documents are crucial in tracking and documenting emergencies. They help ensure accountability and provide essential information for future planning.
  • Training and Drill Procedures Manual - This manual outlines training for staff on emergency procedures, just as the Lic 610E requires staff training and drill documentation to ensure preparedness.

Consider reviewing these documents regularly to ensure that they remain current and effective in enhancing safety and preparedness within residential care facilities.

Dos and Don'ts

When filling out the Lic 610E form, here are six do's and don'ts to keep in mind:

  • Do provide accurate and up-to-date information about your facility, including the facility name, address, and contact numbers.
  • Do ensure that all emergency contact numbers are correct and clearly listed for easy access in emergencies.
  • Do conduct regular training on the emergency and disaster plan for your staff to prepare them adequately.
  • Do document any drills performed, noting the type of emergency practiced and staff participation.
  • Don't forget to keep resident information confidential and secure as mandated by regulations.
  • Don't delay in reviewing and updating the emergency plan annually, ensuring it reflects any changes in procedures or personnel.

Misconceptions

Misconceptions about the Lic 610E Form

  • Misconception 1: The Lic 610E form only needs to be filled out once and then forgotten.
  • This is not true. The emergency and disaster plan must be reviewed and updated annually. If changes in the facility or procedures occur, the plan must be revised accordingly.

  • Misconception 2: Residents must participate in every drill.
  • In reality, participation from residents is optional. While they may be given the chance to join the drills, their involvement cannot be mandated by the facility.

  • Misconception 3: Staff training on the emergency plan is just a one-time event.
  • This can be misleading. Staff members must receive training on the emergency procedures at the time of hiring and annually thereafter to ensure everyone is prepared.

  • Misconception 4: The plan does not require any documentation of drills.
  • It's important to note that documentation is crucial. Facilities need to keep a record of every drill, detailing the date, type of emergency practiced, and staff involved.

  • Misconception 5: The Lic 610E form doesn't need to be shared with anyone.
  • On the contrary, the completed emergency and disaster plan must be available to residents, their representatives, local ombudsmen, and emergency responders upon request.

Key takeaways

When filling out and using the Lic 610E form, it's important to keep several key points in mind:

  • Confidentiality is Crucial: All resident and employee information included on the form must be kept confidential to protect the privacy of individuals.
  • Regular Training is Necessary: Staff must receive training on the emergency plan upon hire and annually, ensuring they understand their roles during emergencies.
  • Drills Must Be Conducted: Conduct drills at least quarterly, varying the type of emergency scenario for each drill to maintain readiness without requiring resident participation.
  • Annual Reviews and Updates: The emergency and disaster plan should be reviewed and updated annually, with documentation showing that the plan was signed and dated by the administrator.

By adhering to these guidelines, facilities can ensure that they are prepared for emergencies and that all staff members are knowledgeable about their roles and responsibilities.